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Investment Risk & Compliance Software for a Financial Services Firm

A financial market player managing asset management, investment, and investment-risk operations under continuous regulatory oversight.

Not disclosed (NDA)Location
15 specialistsTeam
22 monthsDuration
FinTechBankingML
Investment Risk & Compliance Software for a Financial Services Firm

Technologies Used

Machine LearningScalaC#WCFWPFMSSQLASP.NETXAML

The Challenge

Constant changes in financial legislation forced the client to spend heavily on compliance monitoring, with asset management, investment, and risk data spread across manual, hard-to-audit processes. Keeping pace with legislative change while managing risk effectively required a purpose-built system rather than another patchwork of spreadsheets.

The Solution

We developed a dedicated application covering asset management, investments, and investment risk, built around machine learning to streamline the monitoring of legislative changes. Raw data was reorganised into clear algorithms and user-friendly formulas across purpose-built modules, giving risk teams a structured, auditable way to work rather than relying on ad hoc calculations.

The Results

  • The client gained a single, purpose-built platform for tracking legislative change and managing investment risk, replacing fragmented manual processes with clear, auditable logic.
  • No client-approved performance figures were available for this project — published qualitatively rather than with invented metrics.
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